What are the CSA and SROs?

Because securities regulation is a provincial matter, the various Canadian securities commissions and administrators have formed a national group to work towards making securities regulations compatible across Canada. This group is called the Canadian Securities Administrators (CSA). From time to time, this group issues national or provincial policies. One national policy on shareholder communication ensures that all shareholders who wish to receive company information such as annual reports.

Ready to become a DIY trader?

Take control of your investing with a partner that values the same things you do.

Open an account